Practitioner compliance writing on BSA/AML, sponsor-bank oversight, and what examiners actually expect, written by the people who sat in the chair. Field notes for fintechs, BaaS companies, and the banks that sponsor them. Confident, specific, never hype.
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FinCEN proposed a rule to modernize how AML programs are judged. The comment window is open. Today I filed one.
A few weeks ago, James da Costa and Angela Strange at a16z published a piece called “Everything, Everywhere is Compliance.” It is the clearest articulation yet of why investor capital is moving into compliance technology…
Two stories from the past decade. One about compliance that never existed. One about compliance that existed and was overridden. Together they make the case for something the technology industry does
The political center of gravity wins when a decision process has no mechanism to distinguish a preference from a risk. Here is how to fix that.
When the people building compliance infrastructure have never actually worked in compliance, this is what happens.
The Record is the thinking. Compliance Command Center is how we put it to work: software-leveraged, practitioner-led, examiner-ready.