Regulatory footprint
| Regulator | Relationship | License type / ID | Status | Status date | Source |
|---|---|---|---|---|---|
| FDIC | Insurance | deposit insurance / FDIC Cert. 3510 | Insured | Aug 11, 2026 | Federal Deposit Insurance Corporation, retrieved Aug 11, 2026 |
| OCC | Charter | national/federal charter / Charter No. 13044 | Active | Aug 11, 2026 | Federal Deposit Insurance Corporation, retrieved Aug 11, 2026 |
| OCC | Supervision | primary federal regulator | Active | Aug 11, 2026 | Federal Deposit Insurance Corporation, retrieved Aug 11, 2026 |
Compliance obligations
BSA/AML
FDIC-insured depository institution subject to the Bank Secrecy Act, 31 U.S.C. 5311 et seq., and its implementing rules for banks at 31 C.F.R. Part 1020.
Source: Federal Deposit Insurance Corporation, retrieved Aug 11, 2026
OFAC sanctions
United States financial institution subject to the economic sanctions programs administered by the Office of Foreign Assets Control, 31 C.F.R. Chapter V.
Source: Federal Deposit Insurance Corporation, retrieved Aug 11, 2026
Enforcement history
Penalty: $0
Terminated Jan 31, 1997.
The Office of the Comptroller of the Currency issued a securities enforcement action regarding Bank of America, National Association, dated 1992-01-14. The action includes a civil money penalty of $0. The action was terminated on 1997-01-31.
Source: Office of the Comptroller of the Currency, retrieved Aug 11, 2026, snapshot 79f9c1d32760.
Penalty: $100,000
No termination appears in the source record.
The Office of the Comptroller of the Currency issued a civil money penalty regarding Bank of America, National Association, dated 1992-01-15. The action includes a civil money penalty of $100,000. No termination of the action appears in the source record.
Source: Office of the Comptroller of the Currency, retrieved Aug 11, 2026, snapshot 79f9c1d32760.
Penalty: $0
Terminated Feb 27, 2007.
The Office of the Comptroller of the Currency issued a formal agreement regarding Bank of America, National Association, dated 2005-02-09. The action includes a civil money penalty of $0. The action was terminated on 2007-02-27.
Source: Office of the Comptroller of the Currency, retrieved Aug 11, 2026, snapshot 46f4a4cc7f4d.
Penalty: $0
Terminated May 13, 2016.
The Office of the Comptroller of the Currency issued a formal agreement regarding Bank of America, National Association, dated 2010-12-07. The action includes a civil money penalty of $0. The action was terminated on 2016-05-13.
Source: Office of the Comptroller of the Currency, retrieved Aug 11, 2026, snapshot 5ca5691f4166.
Penalty: $0
Terminated Jun 16, 2015.
The Office of the Comptroller of the Currency issued a cease-and-desist order regarding Bank of America, National Association, dated 2011-04-13. The action includes a civil money penalty of $0. The action was terminated on 2015-06-16.
Source: Office of the Comptroller of the Currency, retrieved Aug 11, 2026, snapshot 85c66bbfe2b1.
Penalty: $0
Terminated Apr 1, 2019.
The Office of the Comptroller of the Currency issued a formal agreement regarding Bank of America, National Association, dated 2012-02-27. The action includes a civil money penalty of $0. The action was terminated on 2019-04-01.
Source: Office of the Comptroller of the Currency, retrieved Aug 11, 2026, snapshot 4e0362a85eb5.
Penalty: $0
Terminated Jun 16, 2015.
The Office of the Comptroller of the Currency issued a cease-and-desist order regarding Bank of America, National Association, dated 2013-02-28. The action includes a civil money penalty of $0. The action was terminated on 2015-06-16.
Source: Office of the Comptroller of the Currency, retrieved Aug 11, 2026, snapshot 8de8624c2826.
Penalty: $0
Terminated Apr 25, 2016.
The Office of the Comptroller of the Currency issued a cease-and-desist order regarding Bank of America, National Association, dated 2014-04-07. The action includes a civil money penalty of $0. The action was terminated on 2016-04-25.
Source: Office of the Comptroller of the Currency, retrieved Aug 11, 2026, snapshot 5cc069ac471e.
Penalty: $25,000,000
No termination appears in the source record.
The Office of the Comptroller of the Currency issued a civil money penalty regarding Bank of America, National Association, dated 2014-04-07. The action includes a civil money penalty of $25,000,000. No termination of the action appears in the source record.
Source: Office of the Comptroller of the Currency, retrieved Aug 11, 2026, snapshot 5cc069ac471e.
Penalty: $0
Terminated Apr 12, 2019.
The Office of the Comptroller of the Currency issued a cease-and-desist order regarding Bank of America, National Association, dated 2014-11-11. The action includes a civil money penalty of $0. The action was terminated on 2019-04-12.
Source: Office of the Comptroller of the Currency, retrieved Aug 11, 2026, snapshot 5cc069ac471e.
Penalty: $250,000,000
No termination appears in the source record.
The Office of the Comptroller of the Currency issued a civil money penalty regarding Bank of America, National Association, dated 2014-11-11. The action includes a civil money penalty of $250,000,000. No termination of the action appears in the source record.
Source: Office of the Comptroller of the Currency, retrieved Aug 11, 2026, snapshot 5cc069ac471e.
Penalty: $0
Terminated Jan 23, 2018.
The Office of the Comptroller of the Currency issued a cease-and-desist order regarding Bank of America, National Association, dated 2015-05-29. The action includes a civil money penalty of $0. The action was terminated on 2018-01-23.
Source: Office of the Comptroller of the Currency, retrieved Aug 11, 2026, snapshot efd8d1dc0756.
Penalty: $30,000,000
No termination appears in the source record.
The Office of the Comptroller of the Currency issued a civil money penalty regarding Bank of America, National Association, dated 2015-05-29. The action includes a civil money penalty of $30,000,000. No termination of the action appears in the source record.
Source: Office of the Comptroller of the Currency, retrieved Aug 11, 2026, snapshot efd8d1dc0756.
Penalty: $0
Terminated Jul 12, 2017.
The Office of the Comptroller of the Currency issued a cease-and-desist order regarding Bank of America, National Association, dated 2015-06-29. The action includes a civil money penalty of $0. The action was terminated on 2017-07-12.
Source: Office of the Comptroller of the Currency, retrieved Aug 11, 2026, snapshot efd8d1dc0756.
Penalty: $1,104,530
No termination appears in the source record.
The Office of the Comptroller of the Currency issued a civil money penalty regarding Bank of America, National Association, dated 2015-06-29. The action includes a civil money penalty of $1,104,530. No termination of the action appears in the source record.
Source: Office of the Comptroller of the Currency, retrieved Aug 11, 2026, snapshot efd8d1dc0756.
Penalty: $0
Terminated Jun 11, 2026.
The Office of the Comptroller of the Currency issued a cease-and-desist order regarding Bank of America, National Association, dated 2022-07-14. The action includes a civil money penalty of $0. The action was terminated on 2026-06-11.
Source: Office of the Comptroller of the Currency, retrieved Aug 11, 2026, snapshot ce747b85b618.
Penalty: $125,000,000
No termination appears in the source record.
The Office of the Comptroller of the Currency issued a civil money penalty regarding Bank of America, National Association, dated 2022-07-14. The action includes a civil money penalty of $125,000,000. No termination of the action appears in the source record.
Source: Office of the Comptroller of the Currency, retrieved Aug 11, 2026, snapshot ce747b85b618.
Penalty: $60,000,000
No termination appears in the source record.
The Office of the Comptroller of the Currency issued a civil money penalty regarding Bank of America, National Association, dated 2023-07-05. The action includes a civil money penalty of $60,000,000. No termination of the action appears in the source record.
Source: Office of the Comptroller of the Currency, retrieved Aug 11, 2026, snapshot a84e7bc26c15.
Penalty: $0
No termination appears in the source record.
The Office of the Comptroller of the Currency issued a cease-and-desist order regarding Bank of America, National Association, dated 2024-12-23. The action includes a civil money penalty of $0. No termination of the action appears in the source record.
Source: Office of the Comptroller of the Currency, retrieved Aug 11, 2026, snapshot da30d15525e6.
Compiled from FDIC enforcement decisions and orders, OCC enforcement actions as of Aug 11, 2026.
Filings
No filings captured yet.
Official records portals
- FDIC BankFind record (Cert. 3510)
- Federal Reserve NIC profile (RSSD 480228)
- FFIEC Call Report facsimiles (via NIC profile)
- Search SEC EDGAR filings by institution name
Public record status
Record: 1 item(s) on record.
- enforcement_clear: 8 open action(s)
This reflects public government records only. It is not an assessment of any company's compliance program.
Profile status
Sources & corrections
- Federal Deposit Insurance Corporation, retrieved Aug 11, 2026, snapshot c86c57993cf1
- Office of the Comptroller of the Currency, retrieved Aug 11, 2026, snapshot 79f9c1d32760
- Office of the Comptroller of the Currency, retrieved Aug 11, 2026, snapshot 46f4a4cc7f4d
- Office of the Comptroller of the Currency, retrieved Aug 11, 2026, snapshot 5ca5691f4166
- Office of the Comptroller of the Currency, retrieved Aug 11, 2026, snapshot 85c66bbfe2b1
- Office of the Comptroller of the Currency, retrieved Aug 11, 2026, snapshot 4e0362a85eb5
- Office of the Comptroller of the Currency, retrieved Aug 11, 2026, snapshot 8de8624c2826
- Office of the Comptroller of the Currency, retrieved Aug 11, 2026, snapshot 5cc069ac471e
- Office of the Comptroller of the Currency, retrieved Aug 11, 2026, snapshot efd8d1dc0756
- Office of the Comptroller of the Currency, retrieved Aug 11, 2026, snapshot ce747b85b618
- Office of the Comptroller of the Currency, retrieved Aug 11, 2026, snapshot a84e7bc26c15
- Office of the Comptroller of the Currency, retrieved Aug 11, 2026, snapshot da30d15525e6
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