Who we serve
Financial reporting controls. The whole stack, in one system.
Sarbanes-Oxley internal control over financial reporting, for public companies and those preparing to be. The same model as our financial services work: an experienced compliance officer who stands behind the judgment, with an engine that tests every record and prices every gap.
The problems we solve
What financial reporting controls asks of you
- Management has to assess and report on internal control over financial reporting every year.
- Control testing by sample leaves the untested population as the risk.
- Deficiencies need an owner, a remediation plan and evidence of closure before the auditor returns.
The platform's rulebooks already include Sarbanes-Oxley internal control over financial reporting.
Plain English
How this is normally done
Reference articles from our library, cited to the published rules and standards.
- SOXSOX Compliance: Internal Controls Over Financial ReportingWho SOX applies to, Sections 302 and 404, the COSO framework, design vs operating effectiveness, deficiency severity, and the audit cycle.
- SOXSOX ICFR Audit: The External Auditor's Opinion (PCAOB AS 2201)What the external audit of internal control over financial reporting covers under PCAOB AS 2201: the integrated audit, the top-down approach, management's 404(a) assessment versus the auditor's 404(b) opinion, and how a material weakness is reported.
- SOXSOX ICFR Risk AssessmentThe top-down, risk-based approach that scopes a SOX program: material accounts, relevant assertions, and risks of material misstatement.
Talk to a practitioner
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