Regulatory footprint
| Regulator | Relationship | License type / ID | Status | Status date | Source |
|---|---|---|---|---|---|
| FDIC | Insurance | deposit insurance / FDIC Cert. 628 | Insured | Aug 11, 2026 | Federal Deposit Insurance Corporation, retrieved Aug 11, 2026 |
| OCC | Charter | national/federal charter / Charter No. 8 | Active | Aug 11, 2026 | Federal Deposit Insurance Corporation, retrieved Aug 11, 2026 |
| OCC | Supervision | primary federal regulator | Active | Aug 11, 2026 | Federal Deposit Insurance Corporation, retrieved Aug 11, 2026 |
Compliance obligations
BSA/AML
FDIC-insured depository institution subject to the Bank Secrecy Act, 31 U.S.C. 5311 et seq., and its implementing rules for banks at 31 C.F.R. Part 1020.
Source: Federal Deposit Insurance Corporation, retrieved Aug 11, 2026
OFAC sanctions
United States financial institution subject to the economic sanctions programs administered by the Office of Foreign Assets Control, 31 C.F.R. Chapter V.
Source: Federal Deposit Insurance Corporation, retrieved Aug 11, 2026
Enforcement history
Penalty: $0
Terminated Oct 17, 1997.
The Office of the Comptroller of the Currency issued a cease-and-desist order regarding JPMorgan Chase Bank, National Association, dated 1995-01-25. The action includes a civil money penalty of $0. The action was terminated on 1997-10-17.
Source: Office of the Comptroller of the Currency, retrieved Aug 11, 2026, snapshot 7554d0d5e658.
Penalty: $30,000
No termination appears in the source record.
The Office of the Comptroller of the Currency issued a civil money penalty regarding JPMorgan Chase Bank, National Association, dated 1999-03-09. The action includes a civil money penalty of $30,000. No termination of the action appears in the source record.
Source: Office of the Comptroller of the Currency, retrieved Aug 11, 2026, snapshot 445d7dbde7c9.
Penalty: $0
Terminated Jan 4, 2016.
The Office of the Comptroller of the Currency issued a cease-and-desist order regarding JPMorgan Chase Bank, National Association, dated 2011-04-13. The action includes a civil money penalty of $0. The action was terminated on 2016-01-04.
Source: Office of the Comptroller of the Currency, retrieved Aug 11, 2026, snapshot 85c66bbfe2b1.
Penalty: $2,000,000
No termination appears in the source record.
The Office of the Comptroller of the Currency issued a civil money penalty regarding JPMorgan Chase Bank, National Association, dated 2011-06-14. The action includes a civil money penalty of $2,000,000. No termination of the action appears in the source record.
Source: Office of the Comptroller of the Currency, retrieved Aug 11, 2026, snapshot 85c66bbfe2b1.
Penalty: $22,000,000
No termination appears in the source record.
The Office of the Comptroller of the Currency issued a civil money penalty regarding JPMorgan Chase Bank, National Association, dated 2011-07-06. The action includes a civil money penalty of $22,000,000. No termination of the action appears in the source record.
Source: Office of the Comptroller of the Currency, retrieved Aug 11, 2026, snapshot 85c66bbfe2b1.
Penalty: $0
Terminated Nov 30, 2015.
The Office of the Comptroller of the Currency issued a formal agreement regarding JPMorgan Chase Bank, National Association, dated 2011-07-06. The action includes a civil money penalty of $0. The action was terminated on 2015-11-30.
Source: Office of the Comptroller of the Currency, retrieved Aug 11, 2026, snapshot 85c66bbfe2b1.
Penalty: $0
Terminated Nov 30, 2015.
The Office of the Comptroller of the Currency issued a formal agreement regarding JPMorgan Chase Bank, National Association, dated 2011-09-02. The action includes a civil money penalty of $0. The action was terminated on 2015-11-30.
Source: Office of the Comptroller of the Currency, retrieved Aug 11, 2026, snapshot 85c66bbfe2b1.
Penalty: $0
Terminated Apr 2, 2019.
The Office of the Comptroller of the Currency issued a formal agreement regarding JPMorgan Chase Bank, National Association, dated 2012-02-22. The action includes a civil money penalty of $0. The action was terminated on 2019-04-02.
Source: Office of the Comptroller of the Currency, retrieved Aug 11, 2026, snapshot 4e0362a85eb5.
Penalty: $0
Terminated May 24, 2019.
The Office of the Comptroller of the Currency issued a cease-and-desist order regarding JPMorgan Chase Bank, National Association, dated 2013-01-14. The action includes a civil money penalty of $0. The action was terminated on 2019-05-24.
Source: Office of the Comptroller of the Currency, retrieved Aug 11, 2026, snapshot 8de8624c2826.
Penalty: $0
Terminated Jul 20, 2017.
The Office of the Comptroller of the Currency issued a cease-and-desist order regarding JPMorgan Chase Bank, National Association, dated 2013-01-14. The action includes a civil money penalty of $0. The action was terminated on 2017-07-20.
Source: Office of the Comptroller of the Currency, retrieved Aug 11, 2026, snapshot 8de8624c2826.
Penalty: $0
Terminated Jan 4, 2016.
The Office of the Comptroller of the Currency issued a cease-and-desist order regarding JPMorgan Chase Bank, National Association, dated 2013-02-28. The action includes a civil money penalty of $0. The action was terminated on 2016-01-04.
Source: Office of the Comptroller of the Currency, retrieved Aug 11, 2026, snapshot 8de8624c2826.
Penalty: $0
Terminated Sep 7, 2017.
The Office of the Comptroller of the Currency issued a cease-and-desist order regarding JPMorgan Chase Bank, National Association, dated 2013-09-18. The action includes a civil money penalty of $0. The action was terminated on 2017-09-07.
Source: Office of the Comptroller of the Currency, retrieved Aug 11, 2026, snapshot 8de8624c2826.
Penalty: $0
Terminated Nov 2, 2015.
The Office of the Comptroller of the Currency issued a cease-and-desist order regarding JPMorgan Chase Bank, National Association, dated 2013-09-18. The action includes a civil money penalty of $0. The action was terminated on 2015-11-02.
Source: Office of the Comptroller of the Currency, retrieved Aug 11, 2026, snapshot 8de8624c2826.
Penalty: $300,000,000
No termination appears in the source record.
The Office of the Comptroller of the Currency issued a civil money penalty regarding JPMorgan Chase Bank, National Association, dated 2013-09-18. The action includes a civil money penalty of $300,000,000. No termination of the action appears in the source record.
Source: Office of the Comptroller of the Currency, retrieved Aug 11, 2026, snapshot 8de8624c2826.
Penalty: $60,000,000
No termination appears in the source record.
The Office of the Comptroller of the Currency issued a civil money penalty regarding JPMorgan Chase Bank, National Association, dated 2013-09-18. The action includes a civil money penalty of $60,000,000. No termination of the action appears in the source record.
Source: Office of the Comptroller of the Currency, retrieved Aug 11, 2026, snapshot 8de8624c2826.
Penalty: $350,000,000
No termination appears in the source record.
The Office of the Comptroller of the Currency issued a civil money penalty regarding JPMorgan Chase Bank, National Association, dated 2014-01-07. The action includes a civil money penalty of $350,000,000. No termination of the action appears in the source record.
Source: Office of the Comptroller of the Currency, retrieved Aug 11, 2026, snapshot 5cc069ac471e.
Penalty: $0
Terminated Sep 6, 2019.
The Office of the Comptroller of the Currency issued a cease-and-desist order regarding JPMorgan Chase Bank, National Association, dated 2014-11-11. The action includes a civil money penalty of $0. The action was terminated on 2019-09-06.
Source: Office of the Comptroller of the Currency, retrieved Aug 11, 2026, snapshot 5cc069ac471e.
Penalty: $350,000,000
No termination appears in the source record.
The Office of the Comptroller of the Currency issued a civil money penalty regarding JPMorgan Chase Bank, National Association, dated 2014-11-11. The action includes a civil money penalty of $350,000,000. No termination of the action appears in the source record.
Source: Office of the Comptroller of the Currency, retrieved Aug 11, 2026, snapshot 5cc069ac471e.
Penalty: $0
Terminated Jan 4, 2016.
The Office of the Comptroller of the Currency issued a cease-and-desist order regarding JPMorgan Chase Bank, National Association, dated 2015-06-16. The action includes a civil money penalty of $0. The action was terminated on 2016-01-04.
Source: Office of the Comptroller of the Currency, retrieved Aug 11, 2026, snapshot efd8d1dc0756.
Penalty: $30,000,000
No termination appears in the source record.
The Office of the Comptroller of the Currency issued a civil money penalty regarding JPMorgan Chase Bank, National Association, dated 2015-07-08. The action includes a civil money penalty of $30,000,000. No termination of the action appears in the source record.
Source: Office of the Comptroller of the Currency, retrieved Aug 11, 2026, snapshot efd8d1dc0756.
Penalty: $48,000,000
No termination appears in the source record.
The Office of the Comptroller of the Currency issued a civil money penalty regarding JPMorgan Chase Bank, National Association, dated 2016-01-04. The action includes a civil money penalty of $48,000,000. No termination of the action appears in the source record.
Source: Office of the Comptroller of the Currency, retrieved Aug 11, 2026, snapshot 2802818c7a88.
Penalty: $250,000,000
No termination appears in the source record.
The Office of the Comptroller of the Currency issued a civil money penalty regarding JPMorgan Chase Bank, National Association, dated 2020-11-24. The action includes a civil money penalty of $250,000,000. No termination of the action appears in the source record.
Source: Office of the Comptroller of the Currency, retrieved Aug 11, 2026, snapshot 387b6f5650b6.
Penalty: $0
Terminated Mar 30, 2026.
The Office of the Comptroller of the Currency issued a cease-and-desist order regarding JPMorgan Chase Bank, National Association, dated 2024-03-14. The action includes a civil money penalty of $0. The action was terminated on 2026-03-30.
Source: Office of the Comptroller of the Currency, retrieved Aug 11, 2026, snapshot da30d15525e6.
Penalty: $250,000,000
No termination appears in the source record.
The Office of the Comptroller of the Currency issued a civil money penalty regarding JPMorgan Chase Bank, National Association, dated 2024-03-14. The action includes a civil money penalty of $250,000,000. No termination of the action appears in the source record.
Source: Office of the Comptroller of the Currency, retrieved Aug 11, 2026, snapshot da30d15525e6.
Compiled from FDIC enforcement decisions and orders, OCC enforcement actions as of Aug 11, 2026.
Filings
No filings captured yet.
Official records portals
- FDIC BankFind record (Cert. 628)
- Federal Reserve NIC profile (RSSD 852218)
- FFIEC Call Report facsimiles (via NIC profile)
- Search SEC EDGAR filings by institution name
Public record status
Record: 1 item(s) on record.
- enforcement_clear: 11 open action(s)
This reflects public government records only. It is not an assessment of any company's compliance program.
Profile status
Sources & corrections
- Federal Deposit Insurance Corporation, retrieved Aug 11, 2026, snapshot c86c57993cf1
- Office of the Comptroller of the Currency, retrieved Aug 11, 2026, snapshot 7554d0d5e658
- Office of the Comptroller of the Currency, retrieved Aug 11, 2026, snapshot 445d7dbde7c9
- Office of the Comptroller of the Currency, retrieved Aug 11, 2026, snapshot 85c66bbfe2b1
- Office of the Comptroller of the Currency, retrieved Aug 11, 2026, snapshot 4e0362a85eb5
- Office of the Comptroller of the Currency, retrieved Aug 11, 2026, snapshot 8de8624c2826
- Office of the Comptroller of the Currency, retrieved Aug 11, 2026, snapshot 5cc069ac471e
- Office of the Comptroller of the Currency, retrieved Aug 11, 2026, snapshot efd8d1dc0756
- Office of the Comptroller of the Currency, retrieved Aug 11, 2026, snapshot 2802818c7a88
- Office of the Comptroller of the Currency, retrieved Aug 11, 2026, snapshot 387b6f5650b6
- Office of the Comptroller of the Currency, retrieved Aug 11, 2026, snapshot da30d15525e6
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